Buy and sell securities in investment and trading firms and develop and implement financial plans for individuals, businesses, and organizations.
- Investment Specialist
- Investment Executive
- Investment Consultant
- Registered Representative
- Stock Broker
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- Investment Advisor
- Broker
- Financial Consultant
- Financial Representative
- Fixed Income Manager
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 5 of 18 displayed
- Analyze market conditions to determine optimum times to execute securities transactions.
- Calculate costs for billings or commissions.
- Complete sales order tickets and submit for processing of client-requested transactions.
- Contact prospective customers to determine customer needs, present information, or explain available services.
- Develop financial plans based on analysis of clients' financial status, and discuss financial options with clients.
 All 18 displayed
- Analyze market conditions to determine optimum times to execute securities transactions.
- Calculate costs for billings or commissions.
- Complete sales order tickets and submit for processing of client-requested transactions.
- Contact prospective customers to determine customer needs, present information, or explain available services.
- Develop financial plans based on analysis of clients' financial status, and discuss financial options with clients.
- Explain stock market terms or trading practices to clients.
- Identify potential clients, using advertising campaigns, mailing lists, or personal contacts.
- Inform and advise concerned parties regarding fluctuations or securities transactions affecting plans or accounts.
- Interview clients to determine clients' assets, liabilities, cash flow, insurance coverage, tax status, or financial objectives.
- Offer advice on the purchase or sale of particular securities.
- Prepare documents needed to implement plans selected by clients.
- Prepare financial reports to monitor client or corporate finances.
- Read corporate reports and calculate ratios to determine best prospects for profit on stock purchases and to monitor client accounts.
- Record transactions accurately, and keep clients informed about transactions.
- Relay buy or sell orders to securities exchanges or to firm trading departments.
- Review all securities transactions to ensure accuracy of information and conformance to governing agency regulations.
- Review financial periodicals, stock and bond reports, business publications, or other material to identify potential investments for clients or to keep abreast of trends affecting market conditions.
- Supply the latest price quotes on any security, as well as information on the activities or financial positions of the corporations issuing these securities.
5 of 48 displayed
- access media advertising services
- advise clients on financial matters
- advise clients or customers
- analyze applicant's financial status
- analyze financial data
All 48 displayed
- access media advertising services
- advise clients on financial matters
- advise clients or customers
- analyze applicant's financial status
- analyze financial data
- analyze market conditions
- analyze sales activities or trends
- analyze social or economic data
- answer customer or public inquiries
- collect payment
- complete information on loan forms
- compute financial data
- compute taxes
- conduct sales presentations
- ensure correct grammar, punctuation, or spelling
- evaluate degree of financial risk
- evaluate product quality for sales activities
- follow contract, property, or insurance laws
- inform clients of fluctuations affecting account
- interview customers
- learn trends in world trade
- maintain account records
- maintain cooperative relationships with clients
- maintain records, reports, or files
- maintain telephone logs
- make decisions
- make presentations
- monitor credit extension decisions
- motivate people
- obtain information from individuals
- prepare list of prospective customers
- prepare reports
- provide customer service
- reconcile or balance financial records
- sell products or services
- sell securities services
- solicit orders from established or new customers
- use computers to enter, access or retrieve data
- use government regulations
- use interpersonal communication techniques
- use knowledge of economic trends
- use knowledge of written communication in sales work
- use marketing techniques
- use public speaking techniques
- use sales techniques
- use spreadsheet software
- verify bank or financial transactions
- write business correspondence
No information available.
No information available.
- Broker-and-Market Operator, Grain
- Financial Planner
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- Floor Broker
- Registered Representative
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